T. Florian Jaeger, Linguistics Department, "No Altruism Needed: Dissociating Production and Comprehension in Language Processing"
ABSTRACT:
Proposals to explain aspects of linguistic structure in terms of
processing have generally focused on comprehension, arguing that some
grammatical feature of a language facilitates efficient parsing. Far less
attention has been given the role of production in shaping language.
However, speakers and hearers are subject to different performance
pressures when processing language (e.g., while a hearer can at best guess
what words are coming up while processing a sentence, a speaker usually
has at least some knowledge of what he is going to say before it
is put into words). So comprehension-based explanations require that
speakers are altruistic, i.e. they pay attention to the needs of the
hearer in formulating their utterances (e.g., by avoiding ambiguities).
One phenomenon that has been investigated making use of such an altruism
assumption is the optional absence of a relativizer in restrictive English
non-subject relative clauses (NSRCs), e.g.:
(1) Yesterday I ran into the guy (who) we met in Seattle.
(2) This is precisely the kind of talk (that) you may or may not attend.
An altruistic model predicts that the speaker inserts relativizers to
facilitate comprehension. Based on a study of 8,500 NSRCs from spoken and
written language (Penn Treebank III; Mitchell et al., 1999), we present
results that argue against such altruistic models. Instead, our results
favor a new Production Difficulty Alleviation (PDA) hypothesis: Using
relativizers provides time to alleviate production difficulties. In line
with the PDA, we also show that, if uttering a relativizer alleviates
production difficulties, speakers use a relativizer even if it does not
improve comprehension. The resulting dissociation between production and
comprehension complexity casts doubts on connectionist models of language
processing (e.g. MacDonald, 1999) that aim at reducing comprehension
complexity to frequencies in the input (and thereby to production
complexity).